Stikeman Elliott
 
SITE SEARCH
Corporate Finance & Securities
Investment Funds
Stikeman Elliott is one of Canada's leading law firms in the investment funds area, with members of our Investment Funds Group located in major financial centres around the world, including Montréal, Toronto, Vancouver, London and New York. Our group is recognized in the 2008 Canadian Legal Lexpert Directory as a "repeatedly recommended" firm in the investment funds area.

We have been involved extensively in both the public and private investment fund markets, including the private equity fund market. Our clients include both public and private investment funds, investment fund managers, dealers and advisers (both domestic and international), as well as financial institutions and other institutional investors. Members of our group act for a number of publicly offered mutual funds, exchanged traded funds and structured vehicles. We have also been involved in many mergers and acquisitions within the investment fund industry. We regularly provide governance and compliance advice in established and emerging areas. Stikeman Elliott is a member of the Investment Funds Institute of Canada, and a regular sponsor of its annual conference.

Our experience includes:

  • Structuring both open-end and closed-end trusts and corporations as well as limited partnerships, commodity pools, hedge funds, private equity funds, income trusts, real estate investment trusts and royalty trust vehicles.

  • Tax structuring for investment funds and their managers and others.

  • Advising on derivatives and the development of innovative financial products.

  • Advising on offerings of investment funds, including both public and private distributions of securities and domestic as well as cross-border and other international offerings.

  • Advising on mergers within the investment fund industry.

  • Providing compliance advice to investment funds and their managers, advisers and distributors, including on emerging topics such as fund governance, market timing, "soft dollars" and best execution.

  • Providing representation for enforcement matters, regulatory investigations, and civil claims, including class action disputes.



practices  
Related Practices
Representative Transactions
Contacts
Key Contacts

Montréal:
Marc Barbeau
Pierre Raymond
Jean Marc Huot

Toronto:
Jennifer Northcote
Kathleen Ward

Calgary:
Glenn Cameron

Vancouver:
Ralph Lutes
John Stark

London:
Derek Linfield

Related Publications